Charter
CIRCULARS
SEBI
PMS Regulation-2020
SEBI PMS Manual
FAQ-28th Oct'20
Related Party Circular- 26th Aug'22
Dealing Team- 30th Sept'22
Performance Benchmarking- 16th Dec'22
Master Circular for Portfolio Managers- 20th Mar'23
Cyber Security- 29th Mar'23
Online Disputes Resolution- 31st July'23
Audit of firm level performance- 3rd Aug'23
Redressal of Investor Grievances - 20th Sept'23
Redressal of Investor Grievances - 1st Dec'23
APMI
APMI Circular 1 - Valuation -23rd Mar'23
APMI Circular 2 - Benchmarking -23rd Mar'23
Revised Benchmarks- Annexure 1 -31st Mar'23
Reply from SEBI on queries of APMI -31st Mar'23
APMI Circular 3 - FAQ's -31st Mar'23
APMI Circular 4 - APMI - NISM Applicability -24th Apr'23
APMI Circular 5 - APMI - Distributor Brokerage -26th Apr'23
APMI Circular 6- Reporting of Performance (BSE 500 TRI) -28th Apr'23
APMI Circular 7- APMI- Time Period -04th May'23
Index under Hybrid & Multi Asset Strategy- 05th May'23
APMI-IMPORTANT COMMUNICATION -15th May'23
APMI Circular:8 -APMI Membership Register -30th June'23
Update on Index under Hybrid Strategy -11th Aug'23
APMI Circular 9 - APMI ToR for Audit of Firm Level Performance Data - 28th Sept'23
APMI Circular 10 - Formats of Annual Compliance Reports - 12th Oct'23
Submission of Compliance Reports through SEBI Intermediary Portal - 23rd Oct'23
IMPORTANT
Surveys FY 2023-24
Survey- Direct Investors Complaints
5th Survey for 30th Sept'22 Circular - 04th May'23
Online Dispute Resolution (ODR) Survey
6th Survey for 30th Sept'22 Circular - 02nd June'23
Cyber Security- Urgent
Survey on Flagging of Demat Accounts
Consolidated Cybersecurity and Cyber Resilience Framework (CSCRF)
APMI- Survey on SEBI Intermediary Portal
Digital Client Onboarding
APMI- Client Count Data
APMI- Survey on Ease of Doing Business
2nd Survey on SEBI Intermediary Portal
Update on NISM XXI-B
7th Survey for 30th Sept'22 Circular - 08th Sept'23
Survey - Active Business Period of Portfolio Managers
Survey on Simplification, Ease of Compliance and Reduction in Cost of Compliance
Survey - Offsite Inspection Data
Survey - Cyber Security - Status as on 30th September 2023
Survey - Cyber Security - Status as on 29th May 2023 and 31st July 2023
India-Oman FTA Services Negotiation
Compliance Sutra
Compliance Sutra - September and October 2023
Compliance Sutra - November 2023
Surveys FY 2022-23
IT Infrastructure & Procedures
1st Survey for 30th September,22 Circular
2nd Survey for 30th September,22 Circular
3rd Survey for 30th September,22 Circular
4th Survey for 30th September,22 Circular
Supervisory Risk assessment
Invitations
Invitation for Tuesday 20th June'23
Invitation for Thursday 27th April'23
APMI Members Meet- Thursday 13th April'23
Invitation for Friday 23rd December'22
NISM & Training
Workbook for NISM XXIA (14th Nov'23)
NISM Training Partners (Additional)
NISM - Training Partners
Applicability & Important Dates for NISM XXI A & B
Guidance NISM XXIA
SEBI Notification for NISM Series XXI-A-PMS-Distributors
SEBI Notification for NISM Series XXI-B-Portfolio-Managers
Constitution
Board of Directors
Members of APMI Working Committees
Chairman's Statement & Scrutinizers Report -2023
APMI- 2nd Annual Report FY 2022-2023
Notice on Reconstitution of APMI Board & Committees- 3rd July 2023
Chairman's Statement & Scrutinizers Report
APMI- 1st Annual Report-FY 2021-2022
Reconstitution of the BOD
APMI Holiday List - 2023
Portal Help
Steps for Monthly Reports Upload
Steps for uploading Client breakup details
Steps for Query Management
Member Dashboard
APMI-Distributor Registration Fees
Fee Structure
TRAI - Digital Consent Acquisition
Contact Details of Nodal Officers from TSPs
FAQs
Membership Details
APMI Membership FY 23-24
APMI Membership FY 22-23
Report
IA Performance report
IA Turnover report
IA Comparison report
Consolidated IA Performance Report
Contact Us
Member Registration
Distributor Registration